Welcome & Overview of STA Initiatives
Cynthia Jones, Executive Director
The Securities Transfer Association, Inc.

President’s Remarks
Charles V. Rossi, President
The Securities Transfer Association, Inc.

Managing Change in Today’s Regulatory Environment (no Power Point available)
Mike Hourigan
Hourigan & Associates, Inc.

Anti-Money Laundering (AML)
Thomas C. Bogle, Attorney
Dechert LLP

Dematerialization and DTC Update
Joseph J. Trezza, Senior Product Manager
The Depository Trust & Clearing Corporation

Panel on Proxy and Annual Meeting Issues (no Power Point available)
Stephen G. Walsh, Vice President
NYSE Euronext

James Parsons, Counsel-Corporate and Securities
ExxonMobil

Elizabeth M. Murphy, Division of Corp Fin
U.S. Securities & Exchange Commission

SEC Update (no Power Point available)
Susan Petersen, Special Counsel
U.S. Securities and Exchange Commission

Transfer Agent Liability
Mark Harmon, Partner
Hodgson Russ LLP

NYSE Euronext Update (no Power Point available)
Stephen G. Walsh, Vice President
NYSE Euronext

DRS Guidelines
Katie J. Sevcik, Senior Vice President
Wells Fargo Shareowner Services

Donna Fremgen, Vice President
Merrill Lynch, Pierce, Fenner & Smith Inc

Kevin McCosker, Vice President
Pershing LLC

Fraud Trends and Prevention Strategies
Deborah D. Seidel, Vice President
T. Rowe Price

Craig Keller, Shareholder Services Operations Section Manager
National City Bank

Angela Ponte, Vice President, Risk Manager
Wells Fargo Shareowner Services

- AIM Investment Services, Inc.
- The Altman Group
- American Stock Transfer & Trust Company
- BNY Mellon Shareowner Services
- Computershare
- CCH INCORPORATED A WoltersKluwer Company
- The Colbent Corporation
- Command Financial Press Corp.
- Computershare
- Continental Stock Transfer & Trust Co.
- The Depository Trust & Clearing Corporation
- DST Output
- Ellen Philip Associates, Inc.
- EquiSearch Services, Inc.
- First American Stock Transfer, Inc.
-The Fitch Group
- Hampton Technologies LLC

- Hodgson Russ LLP
- The Keane Organization, Inc.
- Kemark Financial Services, Inc.
- The Midwest Securities Transfer Association, Inc.
- National City Bank
- NYSE Euronext
- Registrar and Transfer Company
- Securities Information Center
- Scotti Graphics Inc.
- SMS Group LLC
- STAMP Inc.
- StockTrans, Inc.
- SunGard
- SwingVote,, LLC
- Unclaimed Property Recovery & Reporting, Inc., an ACS Company
- Wells Fargo Shareowner Services