S T A I . o r g

STA Vendor Members In Good Standing

divide

A | B | C | D | E | F | G | H | I | J | K | L | M | N | O | P | Q | R | S | T | U | V | W | X | Y | Z

ACS Unclaimed Property Clearinghouse, Inc.
www.acs-inc.com
George M. Moje
617-722-9666
george.moje@acs-inc.com
The ACS Voluntary Compliance Program has been designed exclusively to assist those companies that have not fulfilled the unclaimed property reporting requirements of the states at no cost.More than 50 reporting jurisdictions, including the District of Columbia and Puerto Rico, have granted the Clearinghouse authority to act as the agent, resulting in a multi-state cooperative effort to simplify the reporting and collection of unclaimed property of all types.Upon request, virtually all participating states will enter into a written agreement releasing a company from interest and penalties for the untimely reporting of property.Please call for a copy of the Voluntary Compliance Manual or visit our website and download a copy: www.ascupch.com

The Altman Group
www.altmangroup.com
Charlotte Brown
201-806-2205
cbrown@altmangroup.com

Broadridge Financial Solutions, Inc.
Chip Pasfield
631-254-7533
charles.pasfield@broadridge.com

The Colbent Corporation
Donald Beardsley
1-877-COLBENT
dbeardsley@colbent.com
A premier provider of services to Transfer Agents, Corporate Issuers, Mutual Fund Transfer Agents, Investment Companies, and Insurance Companies. Combining sophisticated technology and dedicated staff, Colbent provides superior processing services to manyclients with varied Financial Services Industry needs. Corporate Actions including: Mandatory Mergers and Cash Payments, Tender Offers, Rights Offerings, Voluntary Reorganizations: Dutch auctions, Cash - Stock Elections, Debt Re-structuring; Proxytabulation; SEC Settlement Processing - Restitutions/Distributions; Class Action Settlement Processing. For more information about The Colbent Corporation please contact Donald Beardsley at: dbeardsley@colbent.com or call 1-877-COLBENT

Dechert LLP
www.dechert.com
Edward L. Pittman, Esq.
202-261-3387
edward.pittman@dechert.com

D. F. King & Co., Inc.
Gordon Stevenson
212-493-6973
gstevenson@dfking.com
For over 60 years, D.F. King & Co., Inc. has been a premier investor communications firm offering proxy solicitation, Information Agent services, corporate advisory and strategic advice in connection with mergers and acquisitions and corporate governancegovernance consulting services to corporations and mutual funds.
King leverages this expertise to offer a wide array of Expense Management Programs, including Merger Resolution and Small Shareholder Buyback Services. King's Expense Management Programsoffer corporate issuers the opportunity to reduce expenses while providing convenient value added services to their shareholders.
For more information concerning all of D.F. King's service offerings, please contact Gordon Stevenson at (212) 493-6973or at gstevenson@dfking.com

Custody, Clearance & Settlement
The Depository Trust & Clearing Corporation
www.dtcc.com
Joe Clemente
212-855-2425
jclemente@dtcc.com
The Depository Trust & Clearing Corporation (DTCC) through its subsidiaries, provides clearance, settlement and information services for equities, corporate and municipal bonds, government and mortgage-backed securitiesand over-the-counter credit derivatives trades. DTCC's depository also provides custody and asset servicing for more than two million securities from the United States and 100 other countries and territories, and is the leading processor of mutual fundsand insurance transactions.

DST Systems, Inc.
Jeff Cook
816-435-3889
jjcook@dstsystems.com

Ellen Philip Associates, Inc.
http://www.ellenphilip.com
Ellen Philip
212-807-0477
ephilip@ellenphilip.com

EquiSearch Services, Inc.
www.equisearchinc.com
Carl Glaeser
914-287-5080
carl.glaeser@equisearchinc.com
EquiSearch is a compliance-focused firm that assists transfer agents, mutual funds and other financial organizations to locate lost shareholders, confirm new addresses and reactivate dormant accounts. Our expertise in locating lost shareholders continues to not only reduce the financial burdens associated with the fulfillment of SEC compliance searches for our clients, but also reduces the escheatment of assets. Let EquiSearch improve the accuracy of your organization’s shareholder database and reunite lost shareholders with unclaimed property.

E-Surety Brokerage, Inc.
www.e-surety.com
Christopher J. Fink
305-792-7295
chrisfink@e-surety.com

Figtree Software
www.stocktracksoftware.com
Abby Rosenstein
973-539-9311 x212
arosenstein@figtree.com

First Command Financial Planning
www.firstcommand.com
Gregory Pomes
817-731-8621
gapomes@firstcommand.com

Forum Tools, Inc.
Joseph Trezza
917-543-1307
joe.trezza@shareholderforum.com

GainsKeeper, Wolters Kluwer Financial Services
www.gainskeeper.com
Gail Pierce
781-907-6651
Gail.Pierce@wolterskluwer.com
Cost basis reporting is law, and GainsKeeper® from Wolters Kluwer Financial Services can help financial institutions comply. GainsKeeper ® is an award-winning, automated tax lot accounting solution currently marketed to the brokerage, fund investment and active trader/individual investment communities. Installed at more than 30% of the top ten brokerage firms and processing 14 million accounts, GainsKeeper® calculates cost basis—adjusted for corporate actions & wash sales, and applies multiple lot relief methods, as required by the newly enacted cost basis reporting law. GainsKeeper® also facilitates sophisticated trading strategies, such as tax loss harvesting, giving brokerages a ‘competitive edge’. GainsKeeper® FundTaxPro delivers automated tax calculations & reporting solutions for more than 3,000 U.S. mutual and hedge funds. GainsKeeper® FundTaxPro™ automates tracking & reporting of wash sales, REITS & straddles. By helping funds avoid wash sales, manage capital gains distributions & increase after-tax performance, GainsKeeper® FundTaxPro™ can reduce the time spent on tax compliance and minimize the risk of tax reporting errors.

Group Five, Inc.
www.groupfiveinc.com
Jack Sunday
609-924-1538
jacksunday@groupfiveinc.com

Document Security
Hampton Technologies LLC
www.hamptonsecurity.com
Ronald Gallagher
631-924-1335 x211
rgallagher@hamptontech.net
Exclusive provider of all S.T.A.M.P. 2000 Medallion Stamps and Transfer Agent Authentication Equipment. Provider of security solutions including document authentication, counterfeit currancy detectors, security inks and laser toners,biometic security equipment and fingerprint access controls.

Hodgson Russ LLP
www.hodgsonruss.com
Mark Harmon
212-751-4300
mharmon@hodgsonruss.com

INVeSHARE Inc.
Diana Bourke
404-419-8501
diana.bourke@inveshare.com

Janney Montgomery Scott LLC
Catharine Matchett
215-665-6323
cmatchett@jmsonline.com

KPMG LLP
Jennifer Sponzilli
212-872-6660
jsponzilli@kpmg.com

Keane
www.keaneup.com
David McCrystal
800-848-8896, ext. 3257
dmccrystal@keaneup.com
Keane is the most accomplished, knowledgeable, and responsive unclaimed property company in the country. Keane's consulting team has more than 100 years combined experience and no other firm offers our complete suite of services. We put the nation's best communications, compliance and consulting services at your disposal. What sets Keane apart is our total commitment to customer service, the expertise and qualifications of our employees, and our demonstrated accountability for measurable results. Whether it's working with your team to ensure compliance, protecting your shareowners, mitigating audit risk or maximizing revenue streams...Keane is Unclaimed Property.

Kelley Drye & Warren LLP
www.kelleydrye.com
Merrill B. Stone
212-808-7543
mstone@kelleydrye.com

Medallion Signature Guarantee Program Administration
Kemark Financial Services, Inc.
www.kemarkfinancial.com
Tom DiMarino
845-620-9300
tdimarino@kemark.com
Kemark Financial Services, Inc. is the program administrator for The Securities Transfer Agents Medallion Program (STAMP) and the Stock Exchanges Medallion Program (SEMP). These signature guarantee programs are recognized by all major financial servicesassociations and are endorsed by The Securities Transfer Association.

Laurel Hill Advisory Group, LLC
William Catacosinos
516-933-3104
mpina@laurelhill.com

Logan Law Firm PLC
www.rule144letters.com
Ronald J. Logan
602-957-9320
logan@rule144letters.com

Scotti Financial Data Services
Richard M. Scotti
212-691-6644
production@scottigraphics.com

Data Depository
Securities Information Center
www.secic.com
Patrick Lacey
617-856-1779
patrick.lacey@thomson.com
The Securities Information Center (SIC) manages the Lost & Stolen Program (LSP) on behalf of the SEC. The LSP was created to remove lost, stolen, missing or counterfeit physical securities from circulation.SIC is also used as a clearing house for all categories of certificates that disrupt the settlement process.

SunGard
www.sungard.com
Stephen J. Smith
610-975-3009
stephen.smith@sungard.com

Escheatment, Owner Location
Unclaimed Property Recovery & Reporting, Inc.
www.uprrinc.
Robert Irvine ("Bob")
212-971-3333, ext. 12
bob.irvine@acs-inc.com
A Unit of Affiliated Computer Serices (ACS). Unclaimed Property Recovery & Reporting provides unclaimed property compliance and pre-escheatment services to corporations, corporate trustees, and transfer agents. With over 100 years of experience, includingextensive transfer agent operations work, UPRR's staff can accurately assess your company's compliance status. UPRR's services include an owner location progam meeting state and SEC requirements, audit support, claims assistance, property recovery andreporting. For more information, visit UPRR at www.uprrinc.com


	STA Vendor Members In Good Standing A \| B \| C \| D \| E \| F \| G \| H \| I \| J \| K \| L \| M \| N \| O \| P \| Q \| R \| S \| T \| U \| V \| W \| X \| Y \| Z ACS Unclaimed Property Clearinghouse, Inc. www.acs-inc.com George M. Moje 617-722-9666 george.moje@acs-inc.com The ACS Voluntary Compliance Program has been designed exclusively to assist those companies that have not fulfilled the unclaimed property reporting requirements of the states at no cost.More than 50 reporting jurisdictions, including the District of Columbia and Puerto Rico, have granted the Clearinghouse authority to act as the agent, resulting in a multi-state cooperative effort to simplify the reporting and collection of unclaimed property of all types.Upon request, virtually all participating states will enter into a written agreement releasing a company from interest and penalties for the untimely reporting of property.Please call for a copy of the Voluntary Compliance Manual or visit our website and download a copy: www.ascupch.com The Altman Group www.altmangroup.com Charlotte Brown 201-806-2205 cbrown@altmangroup.com Broadridge Financial Solutions, Inc. Chip Pasfield 631-254-7533 charles.pasfield@broadridge.com The Colbent Corporation Donald Beardsley 1-877-COLBENT dbeardsley@colbent.com A premier provider of services to Transfer Agents, Corporate Issuers, Mutual Fund Transfer Agents, Investment Companies, and Insurance Companies. Combining sophisticated technology and dedicated staff, Colbent provides superior processing services to manyclients with varied Financial Services Industry needs. Corporate Actions including: Mandatory Mergers and Cash Payments, Tender Offers, Rights Offerings, Voluntary Reorganizations: Dutch auctions, Cash - Stock Elections, Debt Re-structuring; Proxytabulation; SEC Settlement Processing - Restitutions/Distributions; Class Action Settlement Processing. For more information about The Colbent Corporation please contact Donald Beardsley at: dbeardsley@colbent.com or call 1-877-COLBENT Dechert LLP www.dechert.com Edward L. Pittman, Esq. 202-261-3387 edward.pittman@dechert.com D. F. King & Co., Inc. Gordon Stevenson 212-493-6973 gstevenson@dfking.com For over 60 years, D.F. King & Co., Inc. has been a premier investor communications firm offering proxy solicitation, Information Agent services, corporate advisory and strategic advice in connection with mergers and acquisitions and corporate governancegovernance consulting services to corporations and mutual funds. King leverages this expertise to offer a wide array of Expense Management Programs, including Merger Resolution and Small Shareholder Buyback Services. King's Expense Management Programsoffer corporate issuers the opportunity to reduce expenses while providing convenient value added services to their shareholders. For more information concerning all of D.F. King's service offerings, please contact Gordon Stevenson at (212) 493-6973or at gstevenson@dfking.com *Custody, Clearance & Settlement* The Depository Trust & Clearing Corporation www.dtcc.com Joe Clemente 212-855-2425 jclemente@dtcc.com The Depository Trust & Clearing Corporation (DTCC) through its subsidiaries, provides clearance, settlement and information services for equities, corporate and municipal bonds, government and mortgage-backed securitiesand over-the-counter credit derivatives trades. DTCC's depository also provides custody and asset servicing for more than two million securities from the United States and 100 other countries and territories, and is the leading processor of mutual fundsand insurance transactions. DST Systems, Inc. Jeff Cook 816-435-3889 jjcook@dstsystems.com Ellen Philip Associates, Inc. http://www.ellenphilip.com Ellen Philip 212-807-0477 ephilip@ellenphilip.com EquiSearch Services, Inc. www.equisearchinc.com Carl Glaeser 914-287-5080 carl.glaeser@equisearchinc.com EquiSearch is a compliance-focused firm that assists transfer agents, mutual funds and other financial organizations to locate lost shareholders, confirm new addresses and reactivate dormant accounts. Our expertise in locating lost shareholders continues to not only reduce the financial burdens associated with the fulfillment of SEC compliance searches for our clients, but also reduces the escheatment of assets. Let EquiSearch improve the accuracy of your organization’s shareholder database and reunite lost shareholders with unclaimed property. E-Surety Brokerage, Inc. www.e-surety.com Christopher J. Fink 305-792-7295 chrisfink@e-surety.com Figtree Software www.stocktracksoftware.com Abby Rosenstein 973-539-9311 x212 arosenstein@figtree.com First Command Financial Planning www.firstcommand.com Gregory Pomes 817-731-8621 gapomes@firstcommand.com Forum Tools, Inc. Joseph Trezza 917-543-1307 joe.trezza@shareholderforum.com GainsKeeper, Wolters Kluwer Financial Services www.gainskeeper.com Gail Pierce 781-907-6651 Gail.Pierce@wolterskluwer.com Cost basis reporting is law, and GainsKeeper® from Wolters Kluwer Financial Services can help financial institutions comply. GainsKeeper ® is an award-winning, automated tax lot accounting solution currently marketed to the brokerage, fund investment and active trader/individual investment communities. Installed at more than 30% of the top ten brokerage firms and processing 14 million accounts, GainsKeeper® calculates cost basis—adjusted for corporate actions & wash sales, and applies multiple lot relief methods, as required by the newly enacted cost basis reporting law. GainsKeeper® also facilitates sophisticated trading strategies, such as tax loss harvesting, giving brokerages a ‘competitive edge’. GainsKeeper® FundTaxPro delivers automated tax calculations & reporting solutions for more than 3,000 U.S. mutual and hedge funds. GainsKeeper® FundTaxPro™ automates tracking & reporting of wash sales, REITS & straddles. By helping funds avoid wash sales, manage capital gains distributions & increase after-tax performance, GainsKeeper® FundTaxPro™ can reduce the time spent on tax compliance and minimize the risk of tax reporting errors. Group Five, Inc. www.groupfiveinc.com Jack Sunday 609-924-1538 jacksunday@groupfiveinc.com *Document Security* Hampton Technologies LLC www.hamptonsecurity.com Ronald Gallagher 631-924-1335 x211 rgallagher@hamptontech.net Exclusive provider of all S.T.A.M.P. 2000 Medallion Stamps and Transfer Agent Authentication Equipment. Provider of security solutions including document authentication, counterfeit currancy detectors, security inks and laser toners,biometic security equipment and fingerprint access controls. Hodgson Russ LLP www.hodgsonruss.com Mark Harmon 212-751-4300 mharmon@hodgsonruss.com INVeSHARE Inc. Diana Bourke 404-419-8501 diana.bourke@inveshare.com Janney Montgomery Scott LLC Catharine Matchett 215-665-6323 cmatchett@jmsonline.com KPMG LLP Jennifer Sponzilli 212-872-6660 jsponzilli@kpmg.com Keane www.keaneup.com David McCrystal 800-848-8896, ext. 3257 dmccrystal@keaneup.com Keane is the most accomplished, knowledgeable, and responsive unclaimed property company in the country. Keane's consulting team has more than 100 years combined experience and no other firm offers our complete suite of services. We put the nation's best communications, compliance and consulting services at your disposal. What sets Keane apart is our total commitment to customer service, the expertise and qualifications of our employees, and our demonstrated accountability for measurable results. Whether it's working with your team to ensure compliance, protecting your shareowners, mitigating audit risk or maximizing revenue streams...Keane is Unclaimed Property. Kelley Drye & Warren LLP www.kelleydrye.com Merrill B. Stone 212-808-7543 mstone@kelleydrye.com *Medallion Signature Guarantee Program Administration* Kemark Financial Services, Inc. www.kemarkfinancial.com Tom DiMarino 845-620-9300 tdimarino@kemark.com Kemark Financial Services, Inc. is the program administrator for The Securities Transfer Agents Medallion Program (STAMP) and the Stock Exchanges Medallion Program (SEMP). These signature guarantee programs are recognized by all major financial servicesassociations and are endorsed by The Securities Transfer Association. Laurel Hill Advisory Group, LLC William Catacosinos 516-933-3104 mpina@laurelhill.com Logan Law Firm PLC www.rule144letters.com Ronald J. Logan 602-957-9320 logan@rule144letters.com Scotti Financial Data Services Richard M. Scotti 212-691-6644 production@scottigraphics.com *Data Depository* Securities Information Center www.secic.com Patrick Lacey 617-856-1779 patrick.lacey@thomson.com The Securities Information Center (SIC) manages the Lost & Stolen Program (LSP) on behalf of the SEC. The LSP was created to remove lost, stolen, missing or counterfeit physical securities from circulation.SIC is also used as a clearing house for all categories of certificates that disrupt the settlement process. SunGard www.sungard.com Stephen J. Smith 610-975-3009 stephen.smith@sungard.com *Escheatment, Owner Location* Unclaimed Property Recovery & Reporting, Inc. www.uprrinc. Robert Irvine ("Bob") 212-971-3333, ext. 12 bob.irvine@acs-inc.com A Unit of Affiliated Computer Serices (ACS). Unclaimed Property Recovery & Reporting provides unclaimed property compliance and pre-escheatment services to corporations, corporate trustees, and transfer agents. With over 100 years of experience, includingextensive transfer agent operations work, UPRR's staff can accurately assess your company's compliance status. UPRR's services include an owner location progam meeting state and SEC requirements, audit support, claims assistance, property recovery andreporting. For more information, visit UPRR at www.uprrinc.com back to top Home Who is the STA? Mission Why Join the STA Membership Benefits Membership Application Directors/Executives STA Members Events Annual Conference Guidelines Cost Basis Reporting Cost Basis Reporting Regulations STA Cost Basis Reporting Guidelines STA/SSA Webinar Slides on CBRS WebDirect: May 2011 Link to CBRS File Layouts Link to CBRS User Guide Useful Information IRS Publications Pertaining to Basis DTC Cost Basis Reporting System (CBRS) Steering Committee Summary Notes Industry Comment Letters Cost Basis Transfer Scenarios Webinar: Sept 2011 Paperless Legals Transfer Agents Participating in Paperless Legals Program DTC Important Notice regarding Paperless Legal Transfers: Aug 29, 2005 Legal Aspects of the Paperless Legals Concept: June 2003 Legal Aspects of the Paperless Legals Concept (continued): Nov. 2003 Paperless Legals - Project Concept Paperless Legals - Pilot Notice Paperless Legals - General Guidelines Paperless Legals Notice Model TA Procedure STAMP Comparison of Medallion Guarantees to Notarizations For Individuals Seeking Medallion Guarantees Signature Validation Program (SVP) Training Unclaimed Property Matrix by State Useful Industry Links Vendor Members List Pay an Invoice Contact Us Site Map ©2008 Securities Transfer Association P.O. Box 5220 Hazlet, NJ 07730 Phone: 732-888-6040 Fax: 732-888-2121