SEC Concept Release: Changes to the U.S. Proxy System under Consideration - July 2010
Letter to SEC re Managed Accounts - June 2010
IRS Announcement 2010-41 - June 2010
FTC Extends Enforcement Deadline for Identity Theft Red Flags Rule - June 2010
DTC Important Notice regarding Cost Basis Reporting Service - April 2010
DTC Rule Filing Regarding Assumption or Termination of Services - March 2010
FINRA Proposed Rule Filing SR-FINRA-2009-089 - December 2009
DTC Proposed Rule Change eliminating Certificates for ADR's - February 2010
SEC Adopting Release for E-Proxy Rules - February 2010
Council of Institutional investors White Paper on OBO/NOBO - February 2010
DTC Rule Filing re 17Ad-16 Notices - February 2010
STA Comment Letter on Proposed Basis Reporting Regulations - February 2010
Wednesday, March 3, 2010 STA Quarterly Meeting – Cost Basis Reporting Service Update
STA letter to New York Regarding NY POA Law - January 2010
CT letter on securities in reinvestment plans - December 2009
IL letter on securities in reinvestment plans - December 2009
CA Franchise Tax Board letter on Backup Withholding Penalty Relief - December 2009
Basis Reporting Proposed Regulations - December 2009
Draft Form 1099-B for 2011 - December 2009
DTC P&I Payment Refinement - December 2009
STA Response re SR-DTC-2006-16 - November 2009
IRS Notice 2009-93 re Truncating SSN's - November 2009
STA Comment Letter on SEC Proposed Changes to Notice and Access - November 2009
Slides for STA 2009 Annual Conference Now Available!
FTC Extends Enforcement Deadline for Identity Theft Red Flags Rule - November 2009
SEC Proposed Amendments to Rules for Notice and Access - October 2009
The SEC has published, in Draft form, their five year strategic plan - October 2009
There is a 30-day comment period for anyone interested in sending in a comment letter.
Arizona Letter Regarding Shortened Dormancy Periods - September 2009
STA letter to IRS Concerning TIN Masking - August 2009
SSCC letter to SEC on Need for Proxy Reform - August 2009
STA letter to NAUPA disputing agents'responsibility to verify shareholder claims - August 2009
STA letter to AZ Governor regarding shortened dormancy - August 2009
SCC Letter to SEC Chairman Shapiro - August 2009
STA Petition for Commission Review of DTC Rule Filing - August 2009
FTC Release on Delayed Enforcement for Red Flag Rules - July 2009
STA letter to FINRA - July 2009
SEC Instructions for Filing Reports Pursuant to Exchange Act Rule 17Ad-13 - July 2009
DTC Rule Filing Relating to FAST Requirements - June 2009
SEC Approves Change to NYSE Rule 452 - July 2009
Unclaimed Property Committee letter to AZ - May 2009
STA Comment letter on IRS Notice 2009-43 - May 2009
FTC Press Release on Delay of Enforcement of Red Flag Rules - April 2009
STA Comment Letter on Rule 452 Filing - March 2009
Amended Massachusetts Privacy Regulation - March 2009
NYSE Rule 452 Proposal - March 2009
STA letter on IRS Notice 2009-17 - March 2009
STA letter to NAUPA - February 2009
FIRST Global Program Ceases Operations - February 2009
Brokers May Furnish Certain Composite Annual Tax Reporting Statements by February 17, 2009, Without Penalty - January 2009
