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Register now for the April 10, 2014 Quarterly Meeting!

STA Comment Letter on File SR-DTC-2013-11 - April 2014

SEC Institutes Proceedings re DTC Proposed Rule Filing on Chills and Global Locks - March 2014

STA Letter to Uniform Law Commission - February 2014

STA Comment Letter re DTC Rule Proposal File SR-DTC-2013-11 - January 2014

DTC Proposed Rule Filing re Chills and Global Locks - December 2013

STA Comment Letter on SEC Proposed Crowdfunding Rules - December 2013

SEC proposes Crowdfunding Regs for comment - October 2013

Financial Regulators Joint Release re Diversity Policies - October 2013

SEC Order Approving NYSE Proxy Fees - October 2013

DTC Service Restrictions on Certain Book Entry Securities Procedures for Affected Issuers - September 2013

DTC Corporate Actions Flyer - September 2013

SEC Extension of Consideration of NYSE Fee Proposal - August 2013

STA Files Additional Comment Letter with SEC Regarding Proposed Proxy Fees! - July 2013

SEC Order Instituting Proceedings re NYSE Fee Schedule - May 2013

STA Comment Letter re Reg SCI - April 2013

DTCC Press Release re Dematerialization - March 2013

STA Comment Letter re NYSE Proxy Fees - March 2013

NYSE Fee Proposal - February 2013

Comment Letter on NYSE Fee Proposal - February 2013

NYSE Rule Filing re Proxy Fees - January 2013

SEC Final Rule Amending Rule 17Ad-17 - January 2013

Final Regs re reporting by and payments to FFI's - January 2013

Draft Final Rule Amending Rule 17Ad-17 - December 2012

DTCC Procedure for Submitting Stock Power Copies - December 2012

STA Letter to SEC re Proposed Proxy Fees - December 2012

STA Letter to SEC re Proposed Proxy Fees - December 2012

STA letter to DE re Kelmar audits - December 2012

Revised Hurricane Sandy Damaged Certificate Procedures - November 2012

SEC Approve Regulatory Relief for Hurricane Victims! - November 2012

DTCC has issued a news release with respect to Hurricane Sandy. Please go to http://dtcc.com/news/press/releases/2012/sandy.php for complete information.

STA Letter to SEC re JOBS Act - September 2012

STA Comment Letter re Dematerialization Proposals - August 2012

STA Analysis of NYSE PFAC Proposed Proxy Fees - July 2012

DTCC White Paper on Dematerialization - July 2012

Draft New Form W-8 for Individuals - June 2012

Draft New Form W-8 for Entities - June 2012

STA Letter to DTCC re Trading Suspension - June 2012

DTCC Proposed Rule re Corporate Action Announcements in
Machine Readable Format
- May 2012

Cost Basis Webinar May 2012 Q & A - May 2012

Delaware Letter Revising Section 1198(9)a of Escheat Law - May 2012

Second letter to Delaware regarding Escheatment - April 2012

Letter to Delaware concerning escheatment issues - March 2012

STA/SSA Petition to SEC re Managed Account Fees - March 2012

FATCA Proposed Rules - February 2012

Identity Theft Proposed Rules - February 2012

STA Comment regarding University of Delaware Report - February 2012

STA Comment Letter re DTC OA Changes - February 2012

IRS Form 8937 Instructions - January 2012

STA letter re End to End Confirmation - December 2011

DTC Proposed Rule Changes to Operational Arrangements - December 2011

Comment letters on proxy reform show strong support for change - November 2011

STA Letter to NASDAQ on the Managed Account Issue - November 2011

Slides for STA 2011 Annual Conference Now Available!

STA Letter to FINRA on the Managed Accounts Issue - October 31, 2011

STA Survey on Proxy Processing Costs - October 3, 2011

SEC Release 34-65264 re Waivers for Foreign Issuers - September 2011

SEC STATEMENT ON PROXY ACCESS LITIGATION - September 2011

Cost of U. S. Foreign Account Tax Compliance Act
from Securities Technology Monitor
- August 2011

SEC Further Comment Request re 17Ad-17 - August 2011

U.S Court of Appeals Proxy Access Decision - July 2011

IRS Notice 2011-53 re FATCA - July 2011

STA Rings Closing bell at New York Stock Exchange on June 27, 2011

IRS Notice 2011-56 - June 2011

STA Comment Letter re Rule 17Ad-17 Changes - May 2011

SEC Order Approving Rule Change re Balance Certificates - April 2011

Final Form 1099-B for 2011 - April 2011

Instructions for Form 1099-b for 2011 - April 2011

SEC Proposed Rule re 17Ad-17 - March 2011

New Draft Form 1099-B - March 2011

FINRA Notice 11-09 - February 2011

Form 1099-B Instructions - February 2011

Form 1099-B - February 2011

IRS Postpones Filing Date for Section 6045B Issuer Returns - February 2011

DTC Proposed filing to change Dividend Services Guide - January 2011

Revised Form W-9 - January 2011



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