DTC Proposed Rule Filing to Default WT's to DRS Statements - September 2008
DTC Proposed Rule Filing on DRS Move All Enhancement - August 2008
Proposed Information Reporting Requirements under IRS code Section 6039 - July 2008
FACT Act Red Flag Regulations - July 2008
Profile Direct Registration Processing Guidelines - July 2008
STAC comment letter on DTC Proposed Rule Change re FAST - July 2008
Thelen letter re DTC Proposed Rule Filing - July 2008
STA comment letter regarding Rule Filing to Amend FAST/DRS Requirements - July 2008
DTC Amended Rule Filing for FAST and DRS Participation - June 2008
Signature Validation Program for Non-Securities Commercial Transactions - June 2008
STA Comment Letter on Proposed Reg S-P Changes - May 2008
STA comment letter regarding Rule Filing to Amend FAST/DRS Requirements - March 2008
Rule 144/145 Changes Effective Feb 15 2008
CA Notice to Holders of Unclaimed Property - Jan 2008
DRS Eligibility Deadline Extended to March 31, 2008!
FDIC Notice Regarding Failed Financial Institutions - January 2008
SEC renames Division of Market Regulation - Nov 2007
STA Comment Letter on Basis Reporting Legislation - Sept 2007
SEC votes for final rules defining how banks can be securities brokers - Sept 2007
STA Business Continuity Guidelines - Sept 2007
New Unclaimed Property Reporting Instructions from California - August 2007
Letter to SIFMA Members - August 2007
On-Site Programs Gaining in Popularity
Statement by SEC staff regarding "Notice and Access" - June 2007
FIRST Global Program Announcement - June 2007
California Enjoined from Accepting Unclaimed Property - June 2007.
DTC Rule Filing Amends Requirements for FAST - June 2007
Society of Corporate Secretaries letter to SEC regarding Proxy Voting Issues - May 2007
DTC Important Notice regarding Paperless Legals - April 2007
DTC Rule Filing for Updated FAST and DRS Requirements - April 2007
STA comment letter on Universal Internet Availability of Proxy Materials - March 2007
Congress Introduces Basis Reporting Legislation - Feb 2007
NYSE Memorandum Re New Surety Bond Limits
SEC proposed rule mandating Internet availability of proxy material.
SEC final rule allowing voluntary Internet availability of proxy materials
Slide Presentation from Dematerialization Roundtable now available - Jan 2007
